Randy`s

July 12, 2011 Maria Alejandra Izquierdo Randy`s Mini Case #5 a. What agencies regulate securities markets? a) The Securities and transfigure Commission (SEC) regulates: Interstate national flings. interior(a) stock exchanges. business by corporate insiders. The corporate substitute process. b) The Federal retain Board controls margin requirements. c) States control the upshot of securities within their boundaries. d) The securities industry, by dint of the exchanges and the National Association of Securities Dealers (NASD), takes actions to ensure the virtue and credibility of the calling system. b. How argon startup firms usually financed? busts resources Angels impale bully funds Most capital in fund is provided by institutional investors Managers of fund atomic number 18 called venture capitalists Venture capitalists (VCs) r ag on boards of companies they fund c. mark off between a private positioning and a domain pass. The different between private locating and cosmos offering are the following: . In a private placement, much(prenominal) as to angels or VCs, securities are change to a a few(prenominal) investors rather than to the public at large.

In a public offering, securities are offered to the public and essential be registered with SEC. Privately pose stock is not registered, so gross revenue must be to accredited (high net worth) investors. Send bulge offering memorandum with 20-30 pages of data and information, prepare d by securities lawyers. Buyers disc! lose that they oppose net worth/income requirements and they will not switch to unskilled investors. d. Why would a company consider firing public? What are some advantages and disadvantages? The advantages of going public are: contemporary stockholders can diversify. Liquidity is increased. Easier to raise capital in the future. discharge public establishes firm...If you want to get a respectable essay, put in it on our website: BestEssayCheap.com

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